Holly Ruff is a CFA-designated registered investment advisor at Alpha Omega Wealth Management, LLC, based in Linville, VA, with 18 years of industry experience. Holly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 474 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alpha Omega's annual investment advisory fee is negotiable and based on a percentage of the market value of your investments. The fee can vary depending on factors like the representative assigned to your account, the amount you invest, the complexity of your situation, and the number of meetings you need. Fees can range up to 1.50%.
Location
Linville, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Holly is a member of Green Acres of Cherry Grove LLC, a family farm, since 2009. This activity takes about 10% of her time outside of trading hours.
Employment History
Current Registrations
Alpha Omega Wealth Management, LLC
Previous Registrations
Diveley Lind & Associates LLC
Diveley Lind & Associates LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.