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Thomas Ransone
26 Years of Experience
Folly Beach, SC
9 DisclosuresBrokerSells Insurance
Thomas Ransone is a registered investment advisor, based in Folly Beach, SC, with 26 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
416 W. Indian Ave, Folly Beach, SC, 29439
Get directionsHistory
Regulatory History (9)
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Judgment / Lien
January 2017Judgment / Lien
July 2014Judgment / Lien
February 2014Judgment / Lien
May 2012Judgment / Lien
June 2010Judgment / Lien
March 2010Judgment / Lien
March 2010Judgment / Lien
July 2008Customer Dispute
January 2002Denied
Other Business ActivitiesSells Insurance
Thomas is an investment advisor representative (IAR) with Confluence Wealth Advisory LLC. He is also an independent insurance agent selling fixed insurance products through various independent insurance companies, dedicating minimal time to this activity, and works as an advisory rep of a RIA, spending about half his time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
May 2016 - Present · 10 yrs 5 mos
Cambridge Investment Research, INC.Broker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Transamerica Financial Advisors, INC.
May 2002 - May 2016 · 14 yrs
Transamerica Financial Advisors, INCBroker
October 1999 - May 2016 · 16 yrs 7 mos
State Registrations4 states
MDNCSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.