Thomas Ransone
Thomas Ransone is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Folly Beach, SC, with 26 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
416 W. Indian Ave, Folly Beach, SC, 29439
Get directionsHistory
Regulatory History (9)
Judgment / Lien
January 2017Judgment / Lien
July 2014Judgment / Lien
February 2014Judgment / Lien
May 2012Judgment / Lien
June 2010Judgment / Lien
March 2010Judgment / Lien
March 2010Judgment / Lien
July 2008Customer Dispute
January 2002Other Business ActivitiesSells Insurance
Thomas is an investment advisor representative (IAR) with Confluence Wealth Advisory LLC. He is also an independent insurance agent selling fixed insurance products through various independent insurance companies, dedicating minimal time to this activity, and works as an advisory rep of a RIA, spending about half his time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.