Dorothy Yandle is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8037 Corporate Center Dr #300, Charlotte, NC, 28226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dorothy operates her LPL business under the DBA Focused Wealth LLC. She also owns Biscotti Holdings, LLC, a real estate rental business, but dedicates minimal time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Allmerica Investment Management CO INC
Allmerica Investments, INC.Broker
State Registrations20 states
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