RC
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Rodney Campopiano

25 Years of Experience
Norwich, CT
3 DisclosuresBroker

Rodney Campopiano is a registered investment advisor at Ameriprise Financial Services, LLC, based in Norwich, CT, with 25 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

207 W Town St, Unit 2B, Norwich, CT, 06360

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Denied
Customer Dispute
September 2016
Denied
Customer Dispute
May 2016
Denied
Other Business Activities

Rodney serves as a Director for Campopiano, dedicating minimal time to this role. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 2 mos
Ameriprise Financial Services, LLC
March 2009 - Present · 17 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Banc of America Investment Services, INC.
October 2008 - March 2009 · 5 mos
Banc of America Investment Services, INC.Broker
May 2005 - March 2009 · 3 yrs 10 mos
Banc of America Investment Services, INC.Broker
October 2004 - January 2005 · 3 mos
Quick & Reilly, INC.Broker
July 2000 - October 2004 · 4 yrs 3 mos
Metlife Securities INC.Broker
December 1999 - May 2000 · 5 mos
Metropolitan Life Insurance CompanyBroker
December 1999 - May 2000 · 5 mos
State Registrations13 states
CACTFLGAILMAMSNYRISCTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.