DB
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Douglas Brindle

19 Years of Experience
Burlington, MA
Broker

Douglas Brindle is a registered investment advisor at LPL Financial LLC, based in Burlington, MA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Burlington, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas operates under two DBAs for his LPL business: Retirement Income Planning Associates since 2023 and Parcel Wealth starting in 2025. He dedicates about two-thirds of his time to Parcel Wealth, including a few hours per week during trading hours.

Employment History
Current Registrations
LPL Financial LLC
March 2023 - Present · 3 yrs 6 mos
LPL Financial LLCBroker
March 2023 - Present · 3 yrs 6 mos
Previous Registrations
Securities America Advisors, INC.
March 2022 - March 2023 · 1 yr
Securities America, INC.Broker
June 2018 - March 2023 · 4 yrs 9 mos
The Patriot Financial Group, LLC
October 2014 - March 2022 · 7 yrs 5 mos
LPL Financial LLC
July 2013 - October 2015 · 2 yrs 3 mos
LPL Financial LLCBroker
July 2013 - July 2018 · 5 yrs
Morgan Stanley Smith Barney LLC
March 2011 - September 2012 · 1 yr 6 mos
Morgan Stanley Smith BarneyBroker
January 2011 - September 2012 · 1 yr 8 mos
Banc of America Investment Services, INC.Broker
January 2007 - February 2009 · 2 yrs 1 mo
Eaton Vance Distributors, INC.Broker
October 2000 - March 2003 · 2 yrs 5 mos
Signator Investors, INC.Broker
September 1999 - August 2000 · 11 mos
State Registrations4 states
FLMAMENH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.