Keith Hassan is a registered investment advisor, based in New York, NY, with 25 years of industry experience.
Location
521 5th Avenue, 12th Floor, New York, NY, 10175
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usca Securities LLCBroker
March 2025 - Present · 1 yr 4 mos
Usca Securities LLC
March 2025 - Present · 1 yr 4 mos
U.S. Capital Wealth Advisors, LLC
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Laidlaw Wealth Management LLC
March 2018 - December 2024 · 6 yrs 9 mos
Laidlaw & Company (UK) LTD.Broker
September 2017 - December 2024 · 7 yrs 3 mos
Cowen Execution Services LLCBroker
December 2014 - July 2017 · 2 yrs 7 mos
Kcg Americas LLCBroker
July 2012 - December 2014 · 2 yrs 5 mos
Knight Capital Americas, L.P.Broker
January 2003 - July 2012 · 9 yrs 6 mos
Morgan Stanley & CO., IncorporatedBroker
June 2000 - November 2002 · 2 yrs 5 mos
Dean Witter Reynolds INC.Broker
November 1999 - November 2000 · 1 yr
State Registrations3 states
FLNJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.