Rodger Thomas
Rodger Thomas is a registered investment advisor at Nfsg Corporation, based in Roselle Park, NJ, with 26 years of industry experience. Rodger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is up to 2%.
Fee Estimator
Location
Roselle Park, NJ
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2025Customer Dispute
April 2023Customer Dispute
October 2021Customer Dispute
July 2010Other Business ActivitiesSells Insurance
Rodger is the president of Shield Capital Advisory, dedicating all of his time to financial planning. He is also a life and health insurance agent, spending a few hours per week on writing insurance policies, and volunteers as president for Roselle Park Hometown Heroes, treasurer for Boy Scout Troop 58, and trustee/lay servant for Roselle Park Community United Methodist Church, spending minimal time on each.
Employment History
Current Registrations
Nfsg Corporation
Newbridge Securities CorporationBroker
Previous Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
National Asset Management, INC.
National Securities CorporationBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.