CM
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Charles Maxey
10 Years of Experience
Jackson, MS
2 DisclosuresBroker
Charles Maxey is a registered investment advisor at Raymond James & Associates, INC., based in Jackson, MS, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
4266 I-55 North, Suite 200, Jackson, MS, 39211
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
May 2024Customer Dispute
October 2010Withdrawn
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2025 - Present · 7 mos
Raymond James & Associates, INC.Broker
May 2025 - Present · 1 yr
Previous Registrations
Nylife Securities LLCBroker
November 2024 - March 2025 · 4 mos
Securities America, INC.Broker
December 2008 - March 2009 · 3 mos
Wachovia Securities, LLCBroker
May 2006 - December 2008 · 2 yrs 7 mos
Morgan Keegan & Company, INC.Broker
February 2000 - June 2006 · 6 yrs 4 mos
State Registrations2 states
MSOK
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.