Harold Rood is a registered investment advisor at Rood Financial, LLC, based in Los Angeles, CA, with 26 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 42 clients with $61M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rood Financial uses Independent Money Managers for investment management. The fee you pay will be a portion of the overall investment advisory fee charged by the Independent Money Manager, and will never exceed 1.60% annually. The specific fee and billing cycle will be detailed in the Independent Money Manager's regulatory filing and advisory agreement.
Location
2121 Avenue of the Stars, Suite 800, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Harold works as a strategic consultant for Aprio Advisory Group, LLC, providing tax and accounting services. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Rood Financial, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.