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Nicholas Canuso

LPL Financial LLC
27 Years of Experience
Horsham, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Nicholas Canuso is a registered investment advisor at LPL Financial LLC, based in Horsham, PA, with 27 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

100 Witmer Rd Ste 140, Horsham, PA, 19044-2648

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nicholas is a broker selling non-variable insurance products since 2018. He spends a few hours per week on this activity during securities trading.

Employment History
Current Registrations
LPL Financial LLC
January 2013 - Present · 13 yrs 9 mos
LPL Financial LLCBroker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Rothman Securities, INC.Broker
May 2001 - August 2012 · 11 yrs 3 mos
Nylife Securities INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
State Registrations13 states
CACOCTDCDEFLMDNJNVNYOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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