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Damon Mapes

LPL Financial LLC
25 Years of Experience
Pendleton, OR
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Damon Mapes is a registered investment advisor at LPL Financial LLC, based in Pendleton, OR, with 25 years of industry experience. Damon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

125 SE Court Ave, Pendleton, OR, 97801

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2024
Settled
Customer Dispute
June 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Damon operates his LPL business through Banner Investment Services and Banner Wealth & Investment Services. He also works as a non-variable insurance agent, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
April 2021 - Present · 5 yrs 6 mos
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2020 - December 2020 · 6 mos
Cetera Investment Services LLCBroker
June 2020 - December 2020 · 6 mos
Cetera Investment Advisers LLC
January 2014 - March 2020 · 6 yrs 2 mos
Cetera Investment Services LLCBroker
February 2013 - March 2020 · 7 yrs 1 mo
Cetera Investment Services LLC
February 2013 - January 2014 · 11 mos
LPL Financial LLC
May 2011 - January 2013 · 1 yr 8 mos
LPL Financial LLCBroker
May 2011 - January 2013 · 1 yr 8 mos
Fintegra Financial Solutions
September 2006 - May 2011 · 4 yrs 8 mos
Fintegra, LLCBroker
August 2006 - May 2011 · 4 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
September 2005 - April 2006 · 7 mos
Lincoln Financial Advisors Corporation
September 2005 - April 2006 · 7 mos
The Lincoln National Life Insurance CompanyBroker
September 2005 - April 2006 · 7 mos
H&r Block Financial Advisors, INC.
April 2005 - August 2005 · 4 mos
H&r Block Financial Advisors, INC.Broker
April 2005 - August 2005 · 4 mos
Allstate Financial Services, LLCBroker
August 2004 - April 2005 · 8 mos
Wells Fargo Investments, LLC
February 2003 - April 2004 · 1 yr 2 mos
Wells Fargo Investments, LLCBroker
February 2003 - April 2004 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - February 2003 · 3 yrs 3 mos
State Registrations14 states
AZCACOFLIDMENCNVNYOHORTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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