James Roberson
James Roberson is a registered investment advisor at LPL Financial LLC, based in Springville, TN, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Springville, TN
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2011Customer Dispute
June 2009Customer Dispute
February 2009Other Business ActivitiesSells Insurance
James is an insurance agent for First Protective Insurance, selling non-variable insurance, dedicating a few hours per week to this activity. He also operates Russwood Wealth Advisory LLC as a DBA for his LPL business, dedicating full-time hours to this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial CorporationBroker
Invest Financial Corporation
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Investment Professionals, INC.Broker
Edward JonesBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.