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Christian Troche

24 Years of Experience
Tucson, AZ
7 Disclosures

Christian Troche is a registered investment advisor at Vintage Asset Management, LLC, based in Tucson, AZ, with 24 years of industry experience. Christian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 30 clients with $26M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
30 clients
Average Client Portfolio
$866K average
Assets Under Management
$26.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fee may be up to 1.25% and is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Tucson, AZ

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
Customer Dispute
March 2014
Settled
Customer Dispute
November 2010
Denied
Customer Dispute
October 2009
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
March 2008
Settled
Customer Dispute
May 2005
Denied
Other Business Activities

Christian is the Managing Member of OldSoul Music, LLC, an online reseller of used and vintage music equipment established in July 2024. Managing this business requires about a quarter of Christian's time, primarily for procuring merchandise and general operations.

Employment History
Current Registrations
Vintage Asset Management, LLC
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - February 2017 · 6 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
January 2011 - February 2017 · 6 yrs 1 mo
Wells Fargo Investments, LLCBroker
April 2002 - January 2011 · 8 yrs 9 mos
Wells Fargo Investments, LLC
April 2002 - January 2011 · 8 yrs 9 mos
U.S. Bancorp Piper Jaffray INC.Broker
June 2001 - November 2001 · 5 mos
State Registrations2 states
AZOR
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.