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CFP
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CFP

Don Martin

Regal Investment Advisors LLC
25 Years of Experience
Westlake Village, CA
Sells Insurance
View SEC Summary
View SEC Summary

Don Martin is a CFP-designated registered investment advisor at Regal Investment Advisors LLC, based in Westlake Village, CA, with 25 years of industry experience. Don operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8,302 clients with $2.9B in assets under management.

Regal Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
8,302 clients
Average Client Portfolio
$347K average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees typically range from 0.30% to 1.00% per annum depending on account value and strategy composition. Fees and payment arrangements are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2945 Townsgate Rd, Suite 200, Westlake Village, CA, 91361

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Don is an insurance agent and investment advisor representative with Horizon Advisors, dedicating full-time hours to providing financial and insurance services. He also serves as a board member for the Rotary Club of West Village Sunrise, spending minimal time per month overseeing a fund.

Employment History
Current Registrations
Regal Investment Advisors LLC
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Carrington Advisors, LLC
March 2021 - August 2021 · 5 mos
Regal Investment Advisors LLC
November 2013 - April 2021 · 7 yrs 5 mos
Onyx Wealth Advisors, INC.
September 2011 - December 2013 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - September 2011 · 1 yr 11 mos
Banc of America Investment Services, INC.
April 2004 - October 2009 · 5 yrs 6 mos
Wells Fargo Investments, LLC
May 2001 - April 2004 · 2 yrs 11 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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