Herbert Montgomery
Herbert Montgomery is a CFP-designated registered investment advisor at The Montgomery Financial Group, INC., based in Orleans, MA, with 19 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 247 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.55% |
There are legacy accounts which are paying between 0.25% and 1% based upon the investment advisory agreement signed when the accounts were opened. Fees are negotiable.
Fee Estimator
Location
195 Route 6A, Suite 8, Orleans, MA, 02653-3240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Herbert is a 50% owner of Fitz-Mont Environmental Solutions, Inc., which provides environmentally sound solutions. He devotes minimal time to this activity.
Employment History
Current Registrations
The Montgomery Financial Group, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.