JC
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Joseph Carollo is a registered investment advisor, based in Portland, CT, with 25 years of industry experience.
Location
Portland, CT
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Regulatory History (2)
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Regulatory
June 2013Final
Customer Dispute
July 2008Closed-No Action
Other Business ActivitiesSells Insurance
Joseph sells equity indexed annuities through Avantax Insurance Agency and fixed index annuities as an insurance agent. He also owns rental property, is president of Carollo & Associates PC (tax preparation/accounting), owns Carollo Mortgage Co., is a sub-rep for Innovest Financial Services, and treasurer for Village Spires Condominium Association, Inc.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
January 2002 - September 2025 · 23 yrs 8 mos
Avantax Investment Services, INC.Broker
July 2000 - September 2025 · 25 yrs 2 mos
State Registrations16 states
AZCOCTFLKYMAMEMNMONCNJNYRISCTXVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.