Holly Clark is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
13024 Ballantyne Corporate Place, Suite 150, Charlotte, NC, 28277
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2018 - Present · 8 yrs 2 mos
Morgan StanleyBroker
July 2018 - Present · 8 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - July 2018 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2013 - July 2018 · 5 yrs 4 mos
Wells Fargo Advisors, LLC
June 2007 - January 2012 · 4 yrs 7 mos
Wells Fargo Advisors, LLCBroker
October 2002 - January 2012 · 9 yrs 3 mos
Morgan Keegan & Company, INC.Broker
May 2000 - March 2002 · 1 yr 10 mos
J.C. Bradford & CO.Broker
March 2000 - June 2000 · 3 mos
Dljdirect INC.Broker
October 1999 - February 2000 · 4 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.