Chinh Nguyen
Chinh Nguyen is a registered investment advisor at LPL Financial LLC, based in Portland, OR, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Portland, OR
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Regulatory History (1)
Customer Dispute
April 2009Other Business ActivitiesSells Insurance
Chinh operates One Life Financial Group as a DBA for his LPL business. He also has ownership in Nguyen Management, Inc., PEWCIFIC NORTHWEST LLC, and Iron Sight, LLC, dedicating minimal time to each; he is also an agent for Good Life IA, selling non-variable insurance, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.