KR
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Karen Relyea

20 Years of Experience
Spring Hill, FL
Broker

Karen Relyea is a registered investment advisor at Raymond James & Associates, INC., based in Spring Hill, FL, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4345 Commercial Way, Lakewood Plaza, Spring Hill, FL, 34606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2013 - June 2023 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
May 2013 - June 2023 · 10 yrs 1 mo
Wells Fargo Advisors, LLC
February 2013 - May 2013 · 3 mos
Wells Fargo Advisors, LLC
April 2011 - December 2012 · 1 yr 8 mos
Wells Fargo Advisors, LLCBroker
March 2008 - May 2013 · 5 yrs 2 mos
Citigroup Global Markets INC.Broker
January 2006 - March 2008 · 2 yrs 2 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.