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Lawrence Padron

26 Years of Experience
San Antonio, TX
1 DisclosureBroker

Lawrence Padron is a registered investment advisor at Ameriprise Financial Services, LLC, based in San Antonio, TX, with 26 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

10001 Reunion Pl Ste 422, San Antonio, TX, 78216-4127

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2020 - Present · 5 yrs 10 mos
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 5 yrs 10 mos
Ameriprise Financial Services, LLC
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
November 2009 - September 2020 · 10 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
November 2009 - September 2020 · 10 yrs 10 mos
Wells Fargo Advisors, LLC
January 2008 - November 2009 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
September 2006 - January 2008 · 1 yr 4 mos
A. G. Edwards & Sons, INC.
September 2006 - January 2008 · 1 yr 4 mos
Morgan Stanley
January 2000 - September 2006 · 6 yrs 8 mos
Morgan Stanley Dw INC.Broker
November 1999 - September 2006 · 6 yrs 10 mos
State Registrations18 states
CACOFLHIILLAMAMDMONCNJNYOHPAPRTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawrence Padron - Financial Advisor | TrueAdvisor