Kob Yan
Kob Yan is a registered investment advisor at Ameriprise Financial Services, LLC, based in royal oak, MI, with 26 years of industry experience. Kob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
royal oak, MI
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2010Customer Dispute
March 2009Other Business Activities
Kob is an employee at Comerica Bank since November 2024. This takes about a quarter of his time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Citizens Securities, INC.
Cco Investment Services CORP.
Citizens Securities, INC.Broker
Charter One Securities, INC.Broker
Banc One Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Sky Investments, INC.Broker
Securities America, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.