Kob Yan
Kob Yan is a registered investment advisor at Fifth Third Securities, INC., based in Bloomfield Hills, MI, with 26 years of industry experience. Kob is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Location
39400 Woodward Ave, Suite 255, Bloomfield Hills, MI, 48304
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2010Customer Dispute
March 2009Other Business Activities
Kob is an employee at Comerica Bank since November 2024. This takes about a quarter of his time.
Employment History
Current Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Citizens Securities, INC.
Cco Investment Services CORP.
Citizens Securities, INC.Broker
Charter One Securities, INC.Broker
Banc One Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Sky Investments, INC.Broker
Securities America, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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