JM
JM
Jeremy Mauldin is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2400 Lakeview Parkway Suite 300, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2002Denied
Other Business Activities
Jeremy purchased land in Stephens County, GA, with plans to replant pines and reharvest them for sale in 15-20 years. This activity requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
January 2003 - February 2006 · 3 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
March 2001 - February 2006 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - March 2001 · 1 yr 4 mos
State Registrations31 states
ALARAZCACOCTDCDEFLGAIAILINKSKYMAMDMINCNJNVNYOHOKRISCTNTXVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.