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Lisa Conwell

Private Advisor Group, LLC
26 Years of Experience
Verona, WI
1 DisclosureBroker
View SEC Summary
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Lisa Conwell is a registered investment advisor at Private Advisor Group, LLC, based in Verona, WI, with 26 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1814 Autumn Hill Drive, Verona, WI, 53593

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History

Regulatory History (1)
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Criminal
November 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lisa is involved with several investment-related DBAs under Private Advisor Group, including MHK Retirement Partners, Advisor's (k)are Solution, Source Financial, and Standard of (k)are Advisors/SOK Advisors. She dedicates a full-time commitment to MHK Retirement Partners and Standard of (k)are Advisors/SOK Advisors, and a few hours per week to Source Financial and Advisor's (k)are Solution, primarily providing administrative support.

Employment History
Current Registrations
Private Advisor Group, LLC
April 2017 - Present · 9 yrs 6 mos
LPL Financial LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
February 2015 - May 2015 · 3 mos
Vsr Financial Services, INC.Broker
December 2009 - January 2015 · 5 yrs 1 mo
Whafs Equities CorporationBroker
January 2007 - December 2009 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2001 - November 2006 · 5 yrs 4 mos
Morgan Stanley Dw INC.Broker
February 2000 - July 2001 · 1 yr 5 mos
Lutheran Brotherhood Securities CORP.Broker
November 1999 - January 2000 · 2 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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