Lisa Conwell
Lisa Conwell is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 25 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (1)
Criminal
November 2000Other Business Activities
Lisa is involved with several investment-related DBAs under Private Advisor Group, including MHK Retirement Partners, Advisor's (k)are Solution, Source Financial, and Standard of (k)are Advisors/SOK Advisors. She dedicates a full-time commitment to MHK Retirement Partners and Standard of (k)are Advisors/SOK Advisors, and a few hours per week to Source Financial and Advisor's (k)are Solution, primarily providing administrative support.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Vsr Financial Services, INC.Broker
Whafs Equities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Dw INC.Broker
Lutheran Brotherhood Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.