WC
CFP
WC
CFP
William Callahan
26 Years of Experience
Ocean Isle Beach, NC
1 DisclosureBrokerSells Insurance
William Callahan is a CFP-designated registered investment advisor, based in Ocean Isle Beach, NC, with 26 years of industry experience.
Location
Ocean Isle Beach, NC
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Regulatory History (1)
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Customer Dispute
June 2009Settled
Other Business ActivitiesSells Insurance
William is an independent insurance agent since 1999, spending a few hours per week on this activity. He is also an advisory representative of a RIA since 2014, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
March 2014 - Present · 12 yrs 2 mos
Cambridge Investment Research Advisors, INC.
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Fulcrum Securities, LLCBroker
June 2008 - March 2014 · 5 yrs 9 mos
Fulcrum Advisory Services, LLC
June 2008 - March 2014 · 5 yrs 9 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2008 · 3 yrs 7 mos
Banc of America Investment Services, INC.
October 2004 - May 2008 · 3 yrs 7 mos
Quick & Reilly, INC.
September 2003 - October 2004 · 1 yr 1 mo
Quick & Reilly, INC.Broker
September 2003 - October 2004 · 1 yr 1 mo
Morgan Stanley
February 2000 - September 2003 · 3 yrs 7 mos
Morgan Stanley Dw INC.Broker
November 1999 - September 2003 · 3 yrs 10 mos
State Registrations5 states
COMDNCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.