RP
RP

Raj Patnaik

24 Years of Experience
Nashville, TN
Broker

Raj Patnaik is a registered investment advisor at Morgan Stanley, based in Nashville, TN, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3102 West End Avenue, Suite 200, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Raj is a partner in Lakeside Partners, a family-held general partnership that owns a vacation property. He is responsible for the upkeep and maintenance of the property, dedicating minimal time to this activity.

Employment History
Current Registrations
Morgan StanleyBroker
April 2022 - Present · 4 yrs 3 mos
Morgan Stanley
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2022 · 12 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - April 2022 · 12 yrs 6 mos
Banc of America Investment Services, INC.
February 2004 - October 2009 · 5 yrs 8 mos
Banc of America Investment Services, INC.
January 2003 - December 2003 · 11 mos
Banc of America Investment Services, INC.Broker
October 2002 - October 2009 · 7 yrs
Securian Financial Services, INC.Broker
October 2001 - August 2002 · 10 mos
State Registrations31 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Raj Patnaik - Financial Advisor | TrueAdvisor