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David Brindley

25 Years of Experience
Wadsworth, OH
1 DisclosureBroker

David Brindley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Wadsworth, OH, with 25 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

129 High St, Wadsworth, OH, 44281-1857

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2026 - Present · 4 mos
Huntington Financial Advisors
May 2004 - Present · 22 yrs 5 mos
The Huntington Investment CompanyBroker
May 2004 - Present · 22 yrs 5 mos
Previous Registrations
Morgan Stanley
July 2001 - May 2004 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
October 2000 - May 2004 · 3 yrs 7 mos
State Registrations10 states
CAFLILKSNCNHOHPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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David Brindley - Financial Advisor | TrueAdvisor