DY
DY

Darren York

26 Years of Experience
Riverside, CA
Broker

Darren York is a registered investment advisor at LPL Financial LLC, based in Riverside, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

2692 Canyon Springs Parkway, Suite C, Riverside, CA, 92507

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Darren operates under the DBA Altura Investment Services for his LPL business. This investment-related activity takes nearly full-time hours during trading.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 4 mos
LPL Financial LLC
May 2025 - Present · 1 yr 4 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
November 2015 - May 2025 · 9 yrs 6 mos
Cuso Financial Services, L.P.
November 2015 - May 2025 · 9 yrs 6 mos
CUNA Brokerage Services, INC.
September 2005 - November 2015 · 10 yrs 2 mos
CUNA Brokerage Services, INC.Broker
July 2003 - November 2015 · 12 yrs 4 mos
Citicorp Investment ServicesBroker
February 2003 - March 2003 · 1 mo
Cal Fed InvestmentsBroker
July 2000 - February 2003 · 2 yrs 7 mos
National Planning CorporationBroker
September 1999 - June 2000 · 9 mos
State Registrations23 states
ALAZCACOFLGAIDILLAMAMDMOMSNMNVNYOKPATNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.