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Sarah Wells

26 Years of Experience
St Louis Park, MN
Broker

Sarah Wells is a registered investment advisor at Cetera Investment Advisers LLC, based in St Louis Park, MN, with 26 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5000 West 36th Street, St Louis Park, MN, 55416

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sarah works as a personal banker and back-up receptionist at Citizens Independent Bank since 2015. She is also a wholesale member of Isagenix, a health and supplements company.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 8 mos
Cetera Investment Services LLCBroker
November 1999 - Present · 26 yrs 10 mos
Previous Registrations
Cetera Investment Services LLC
January 2014 - January 2014 · 0 mos
State Registrations11 states
COFLGAINMNMONVORTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.