MH
MH

Michael Harper

26 Years of Experience
Plainfield, IN
Broker

Michael Harper is a registered investment advisor at LPL Financial LLC, based in Plainfield, IN, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Plainfield, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael operates Harper Wealth Management, LLC as a DBA for his LPL business. He also works for Plainfield Community School Corporation as a coach for girls' basketball, football, and baseball, dedicating about a quarter of his time to these activities.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2009 - Present · 17 yrs
LPL Financial LLC
May 2009 - Present · 17 yrs
Previous Registrations
Citigroup Global Markets INC.Broker
June 2004 - May 2009 · 4 yrs 11 mos
Citigroup Global Markets INC.
June 2004 - May 2009 · 4 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 1999 - June 2004 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - June 2004 · 4 yrs 7 mos
State Registrations8 states
ALAZFLINKSMDNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.