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Raymond Rodriguez

Private Group Wealth Management, LLC
51 Years of Experience
Fort Lauderdale, FL
5 Disclosures
View SEC Summary
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Raymond Rodriguez is a registered investment advisor at Private Group Wealth Management, LLC, based in Fort Lauderdale, FL, with 51 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 61 clients with $30M in assets under management.

Private Group Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
61 clients
Average Client Portfolio
$492K average
Assets Under Management
$30.0M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$300
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.25%
$250K - $1000K1.00%
$1M+0.90%

Fees may be negotiable based on certain circumstances. Minimum quarterly fee of $75.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Fort Lauderdale, FL

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Withdrawn
Customer Dispute
July 2002
Award / Judgment
Customer Dispute
July 2000
Settled
Customer Dispute
April 1992
Settled
Employment Separation After Allegations
April 1989
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raymond is a partner and CCO of Private Group Wealth Management, LLC, a registered investment advisor. This activity takes about 10-20% of Raymond's time.

Employment History
Current Registrations
Private Group Wealth Management, LLC
August 2005 - Present · 20 yrs 9 mos
Previous Registrations
Aragon Value Partners, LLC
March 2017 - November 2022 · 5 yrs 8 mos
Wachovia Securities, LLCBroker
July 2003 - April 2005 · 1 yr 9 mos
Wachovia Securities, LLC
July 2003 - April 2005 · 1 yr 9 mos
Prudential Securities Incorporated
June 2000 - July 2003 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
June 2000 - July 2003 · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
July 1997 - May 2000 · 2 yrs 10 mos
Principal Financial Securities,inc.Broker
January 1994 - August 1997 · 3 yrs 7 mos
Arneson, Kercheville and Associates, INC.Broker
May 1991 - January 1994 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
May 1989 - May 1991 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
July 1978 - September 1978 · 2 mos
Loeb PartnersBroker
January 1978 - July 1978 · 6 mos
Hornblower, Weeks, Noyes & Trask IncorporatedBroker
May 1977 - January 1978 · 8 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
March 1977 - May 1977 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
April 1974 - March 1977 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1974 - April 1989 · 15 yrs
State Registrations1 state
TX
Advisor

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Exams
No exam information available for this advisor.
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