Eric Katz is a registered investment advisor, based in Boca Raton, FL, with 26 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6501 Congress Avenue, Boca Raton, FL, 33487
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric is involved in financial counseling, including estate and income tax planning, as well as insurance planning through The Leogroup, LLC and Massey Quick Wealth Solutions. Eric is also a licensed insurance agent.
Employment History
Current Registrations
Leo Brokerage, LLCBroker
Leo Wealth, LLC
Leo Fund Services, LLC
Previous Registrations
Olden Lane Securities, LLCBroker
Goldman, Sachs & CO.Broker
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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