Richard Pelletier
Richard Pelletier is a registered investment advisor at Foundations Investment Advisors LLC, based in Punta Gorda, FL, with 10 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
223 Taylor Street, Suite 127, Punta Gorda, FL, 33950
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2021Other Business ActivitiesSells Insurance
Richard is an independent insurance agent offering annuities, life insurance, and Medicare supplements since 1997, taking about half of his time. He also works as a faculty/lecturer and co-authors educational material, dedicating a few hours per week to each, and spends minimal time as an expert witness for Medicaid benefits.
Employment History
Current Registrations
Foundations Investment Advisors LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.