BC
BC

Benjamin Callahan

26 Years of Experience
Pasadena, TX
4 DisclosuresBroker

Benjamin Callahan is a registered investment advisor at Wells Fargo Advisors, based in Pasadena, TX, with 26 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4200 Spencer Hwy, Pasadena, TX, 77504

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Customer Dispute
December 2007
Denied
Customer Dispute
February 2007
Denied
Customer Dispute
July 2005
Denied
Other Business Activities

Benjamin owns Ben Callahan LLC, a home builder business, and BNA Callahan LLC, a fitness studio. He spends about 10-20% of his time on each of these ventures.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
September 2004 - January 2011 · 6 yrs 4 mos
Wells Fargo Investments, LLC
September 2004 - January 2011 · 6 yrs 4 mos
Wm Financial Services, INC.Broker
November 2002 - September 2004 · 1 yr 10 mos
Morgan Stanley
August 2002 - November 2002 · 3 mos
Morgan Stanley Dw INC.Broker
July 2002 - November 2002 · 4 mos
Hancock Investment Services, INC.Broker
April 2000 - June 2002 · 2 yrs 2 mos
AXA Advisors, LLCBroker
December 1999 - March 2000 · 3 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1999 - January 2000 · 1 mo
State Registrations8 states
CAFLGALAMSORSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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