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Gary Hochman

LPL Financial LLC
26 Years of Experience
San Diego, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gary Hochman is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 26 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9845 Erma Rd Ste 303, San Diego, CA, 92131

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2017
Final
Customer Dispute
February 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gary operates under the DBA Hochman Torres Capital Management for his LPL business and is involved in tax preparation/accounting through Hochman Torres LLP. He also acts in a fiduciary capacity for his CPA firm's 401k plan, is an author, and is involved with Hochman Cohen Insurance Services Inc.

Employment History
Current Registrations
LPL Financial LLC
September 2018 - Present · 8 yrs 1 mo
LPL Financial LLC
September 2018 - Present · 8 yrs 1 mo
LPL Financial LLCBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - September 2018 · 6 yrs 2 mos
First Allied Securities, INC.
March 2010 - July 2012 · 2 yrs 4 mos
First Allied Securities, INC.Broker
March 2010 - September 2018 · 8 yrs 6 mos
1st Global Advisors INC
November 2004 - March 2010 · 5 yrs 4 mos
1st Global Capital CORP.Broker
November 2004 - March 2010 · 5 yrs 4 mos
Mony Securities Corporation
December 2003 - November 2004 · 11 mos
Mony Securities CorporationBroker
December 2003 - November 2004 · 11 mos
Trusted Advisors
June 2000 - December 2003 · 3 yrs 6 mos
Trusted Securities Advisors CORP.Broker
November 1999 - December 2003 · 4 yrs 1 mo
State Registrations7 states
AZCAGANCNVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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