Gary Hochman
Gary Hochman is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9845 Erma Rd Ste 303, San Diego, CA, 92131
Get directionsHistory
Regulatory History (2)
Financial
March 2017Customer Dispute
February 2009Other Business ActivitiesSells Insurance
Gary operates under the DBA Hochman Torres Capital Management for his LPL business and is involved in tax preparation/accounting through Hochman Torres LLP. He also acts in a fiduciary capacity for his CPA firm's 401k plan, is an author, and is involved with Hochman Cohen Insurance Services Inc.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Mony Securities Corporation
Mony Securities CorporationBroker
Trusted Advisors
Trusted Securities Advisors CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.