WH
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William Herritage
26 Years of Experience
Columbia, SC
2 DisclosuresBrokerSells Insurance
William Herritage is a registered investment advisor, based in Columbia, SC, with 26 years of industry experience.
Location
388 St Andrews Rd, Columbia, SC, 29210
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Regulatory History (2)
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Customer Dispute
October 2021Settled
Customer Dispute
August 2017Closed-No Action
Other Business ActivitiesSells Insurance
William sells fixed insurance products as an insurance agent and co-owns an insurance agency. He also owns a real estate business and provides financial services, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
Cetera Advisors LLCBroker
February 2025 - Present · 1 yr 3 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
LPL Financial LLCBroker
August 2019 - February 2025 · 5 yrs 6 mos
LPL Financial LLC
August 2019 - February 2025 · 5 yrs 6 mos
Crown Capital Securities, L.P.Broker
July 2012 - August 2019 · 7 yrs 1 mo
Brookstone Securities, INC.Broker
December 2010 - June 2012 · 1 yr 6 mos
Broker Dealer Financial Services CORP.Broker
August 2008 - December 2010 · 2 yrs 4 mos
Lifemark Securities CORP.Broker
August 2005 - August 2008 · 3 yrs
Capital Financial Partners, INC
August 2005 - December 2019 · 14 yrs 4 mos
MML Investors Services, INC.
September 2004 - September 2005 · 1 yr
MML Investors Services, INC.Broker
February 2000 - September 2005 · 5 yrs 7 mos
State Registrations8 states
ALGANCNVNYSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.