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Eric Eschenauer

26 Years of Experience
New York, NY
1 DisclosureBroker

Eric Eschenauer is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

75 Rockefeller Plz, New York, NY, 10019

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
Other Business Activities

Eric is an advisory board member for the Boy Scouts of America Suffolk County Council, treasurer for the Ancient Order of Hibernians, and a board member for both St. Anthony's High School Fathers' Guild and Trinity Regional School. These activities are not investment-related and take minimal time overall.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - Present · 19 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1999 - Present · 26 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1999 - Present · 26 yrs 7 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
July 2004 - January 2005 · 6 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Eschenauer - Financial Advisor | TrueAdvisor