William Dougherty is a CFP, PFS-designated registered investment advisor at LPL Financial LLC, based in Coeur D'Alene, ID, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
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Number of Clients
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Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2100 Northwest Blvd, Suite 400, Coeur D'Alene, ID, 83814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates Wealth Management Strategies LLC and MMD Wealth Management, LLC as DBAs for his LPL business. He also owns William P Dougherty CPA, PA, Dougherty & Associates Financial Services, Inc., William P Dougherty Broker (mortgage services), and USA Investments LLC (real estate rental), dedicating minimal time to the real estate venture and about a quarter of his time to MMD Wealth Management, LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Genter Advisors LLC
Quasar Distributors, LLCBroker
First Fund Distributors, INC.Broker
Macken Securities, INC.Broker
1st Global Capital CORP.Broker
State Registrations19 states
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