Susan Peters is a registered investment advisor at LPL Enterprise, LLC, based in Shelton, CT, with 8 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
1 Corporate Drive, Suite 205, Shelton, CT, 06484
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Susan is a self-employed business owner who makes quilts, occasionally providing finishing quilting services to clients. She also acts as the executor for the Estate of Anne Peters.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
First Liberties FinancialBroker
Sharegain Securities INC.Broker
First Liberties FinancialBroker
Credit Suisse First Boston CorporationBroker
State Registrations9 states
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