Ruth Berger is a registered investment advisor, based in New York, NY, with 26 years of industry experience.
Location
300 Madison Avenue, 29th Floor, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Securities, LLCBroker
February 2014 - Present · 12 yrs 3 mos
Hightower Advisors, LLC
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2001 - February 2014 · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - February 2014 · 14 yrs 3 mos
State Registrations8 states
CTFLMANJNVNYPASC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.