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Frantz Bien-Aime

7 Years of Experience
Providence, RI
Broker

Frantz Bien-Aime is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Providence, RI, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1 Financial Plz, Providence, RI, 02903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frantz owns two rental properties, 418 Cove LLC and 57 Fuller Street LLC, dedicating minimal time to each. He is also a board member for the Cambridge Community Foundation, spending minimal time on this role.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - Present · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2023 - Present · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Fleet Securities, INC.Broker
September 2000 - June 2004 · 3 yrs 9 mos
Fleetboston Robertson Stephens INC.Broker
November 1999 - September 2000 · 10 mos
Fleet Securities, INC.Broker
October 1999 - December 1999 · 2 mos
State Registrations2 states
CTMA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.