BB
BB
Brian Brogan
23 Years of Experience
Wynnewood, PA
1 Disclosure
Brian Brogan is a registered investment advisor at Brogan Asset Management, LLC, based in Wynnewood, PA, with 23 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1 clients with $500K in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
1 client
Average Client Portfolio
$500K average
Assets Under Management
$500K
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.70% |
| $5.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Wynnewood, PA
Get directionsHistory
Regulatory History (1)
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Regulatory
October 2019Final
Employment History
Current Registrations
Brogan Asset Management, LLC
December 2025 - Present · 5 mos
Previous Registrations
Alden Investment Group
October 2024 - May 2025 · 7 mos
Exemplar Wealth Advisors, LLC
December 2023 - June 2024 · 6 mos
Oppenheimer & CO. INC.Broker
February 2017 - September 2017 · 7 mos
Oppenheimer & CO. INC.
February 2017 - September 2017 · 7 mos
Bcg Securities, INC.Broker
April 2015 - September 2015 · 5 mos
Bcg Securities, INC.
April 2015 - September 2015 · 5 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2012 - April 2013 · 6 mos
Ve Capital Management LLC
August 2011 - May 2012 · 9 mos
Morgan Stanley Smith Barney LLC
October 2010 - January 2011 · 3 mos
Morgan Stanley Smith BarneyBroker
October 2010 - January 2011 · 3 mos
Brogan Group Investment Advisors LLC
November 2009 - December 2022 · 13 yrs 1 mo
Brogan Group Investment Advisors LLC
November 2009 - December 2015 · 6 yrs 1 mo
LPL Financial Corporation
May 2009 - December 2009 · 7 mos
LPL Financial CorporationBroker
April 2009 - December 2009 · 8 mos
Pacer Advisors, INC.
July 2008 - January 2009 · 6 mos
Pacer Financial, INC.Broker
July 2008 - January 2009 · 6 mos
H. G. Wellington & CO. INC. Capital Management Division
June 2008 - June 2008 · 0 mos
H. G. Wellington & CO., INC.Broker
July 2003 - June 2008 · 4 yrs 11 mos
Usallianz Securities, INC.Broker
October 2002 - June 2003 · 8 mos
Directed Services, INC.Broker
June 2001 - January 2002 · 7 mos
PNC Brokerage CORPBroker
March 2001 - April 2001 · 1 mo
Dean Witter Reynolds INC.Broker
December 1999 - March 2001 · 1 yr 3 mos
State Registrations1 state
PA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.