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Matthew Farrier

J.P. Morgan Securities LLC
26 Years of Experience
Denver, CO
1 DisclosureBroker
View SEC Summary
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Matthew Farrier is a registered investment advisor at J.P. Morgan Securities LLC, based in Denver, CO, with 26 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2696 S. Colorado Blvd., Denver, CO, 80222

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
October 2010 - October 2012 · 2 yrs
Chase Investment Services CORP.
October 2010 - October 2012 · 2 yrs
Oppenheimerfunds Distributor, INC.Broker
September 2006 - October 2010 · 4 yrs 1 mo
Chase Investment Services CORP.
July 2005 - August 2006 · 1 yr 1 mo
Chase Investment Services CORP.Broker
July 2005 - August 2006 · 1 yr 1 mo
Banc One Securities Corporation
February 2005 - July 2005 · 5 mos
Banc One Securities CorporationBroker
August 2000 - July 2005 · 4 yrs 11 mos
New England SecuritiesBroker
November 1999 - August 2000 · 9 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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