JR
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James Ritchie

24 Years of Experience
New Port Richey, FL
Broker

James Ritchie is a registered investment advisor at Raymond James & Associates, INC., based in New Port Richey, FL, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

New Port Richey, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Previous Registrations
Morgan Stanley
December 2017 - June 2021 · 3 yrs 6 mos
Morgan StanleyBroker
December 2017 - June 2021 · 3 yrs 6 mos
Hartford Funds Management Company, LLC
March 2015 - August 2017 · 2 yrs 5 mos
Hartford Funds Management Company, LLC
November 2014 - December 2014 · 1 mo
Hartford Funds Distributors, LLCBroker
November 2014 - August 2017 · 2 yrs 9 mos
Proshare Advisors LLC
July 2014 - December 2014 · 5 mos
Profunds Distributors, INC.Broker
July 2014 - November 2014 · 4 mos
Clearbridge Investments, LLC
March 2006 - April 2014 · 8 yrs 1 mo
Legg Mason Investor Services, LLCBroker
December 2005 - April 2014 · 8 yrs 4 mos
Citigroup Global Markets INC.
March 2003 - December 2005 · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
January 2001 - December 2005 · 4 yrs 11 mos
State Registrations38 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.