Kelli Lyons-Stevens
Kelli Lyons-Stevens is a registered investment advisor at Osaic Wealth, INC., based in Bala Cynwyd, PA, with 26 years of industry experience. Kelli operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
One Bala Plaza, 231 St. Asaphs Rd, Ste 429, Bala Cynwyd, PA, 19004
Get directionsHistory
Regulatory History (2)
Regulatory
May 2016Employment Separation After Allegations
January 2016Other Business ActivitiesSells Insurance
Kelli is involved with Stevens Insurance and Financial Services, including writing life insurance and fixed business, and spends nearly full-time on insurance and financial activities. She also owns KLS Financial for tax purposes, as advised by her CPA, and is an IAR with American Portfolios Advisors.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Bcg Securities, INC.Broker
Bcg Securities, INC.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.