David Romagosa is a CFP, ChFC-designated registered investment advisor, based in Lafayette, LA, with 53 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1021 E. St. Mary Blvd., Lafayette, LA, 70503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is affiliated with Cornerstone Financial Group, selling various insurance products, taking about a quarter of his time. He also teaches at the University of Louisiana, is involved with Cornerstone Settlements, HR Solutions of the Gulf Coast, ASOGAMOR LLC, and Cornerstone Benefits, Ltd, dedicating minimal time to each.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Financial Wealth Advisors
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
Sma Equities, INC.Broker
First Louisiana CorporationBroker
Equity Partners, INC.Broker
Source Investments, INC.Broker
Connecticut Mutual Financial Services, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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