JF
JF
Johanna Falkowitz
19 Years of Experience
Scotch Plains, NJ
Broker
Johanna Falkowitz is a registered investment advisor at Virtus Investment Advisers, LLC, based in Scotch Plains, NJ, with 19 years of industry experience. Johanna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
80 advisors
IM Fee
Planning only
Assets Under Management
$54.0B
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Location
Scotch Plains, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
February 2023 - Present · 3 yrs 5 mos
Vp Distributors LLC
August 2022 - Present · 3 yrs 11 mos
Vp Distributors LLCBroker
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Franklin Distributors, LLCBroker
July 2021 - August 2022 · 1 yr 1 mo
Franklin Templeton Financial Services CORP.Broker
February 2019 - July 2021 · 2 yrs 5 mos
Franklin Templeton Financial Services CORP.Broker
July 2013 - October 2013 · 3 mos
Franklin/templeton Distributors, INC.Broker
August 2008 - July 2021 · 12 yrs 11 mos
Templeton/franklin Investment Services,inc.Broker
August 2008 - July 2021 · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2008 - July 2008 · 2 mos
Blackrock Investments, INC.Broker
September 2006 - January 2008 · 1 yr 4 mos
Fam Distributors, INC.Broker
March 2006 - September 2006 · 6 mos
State Registrations2 states
CTNJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.