Richard Simpson
Richard Simpson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Santa Clara, CA, with 20 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
3945 Freedom Circle, Ste 460, Santa Clara, CA, 95054
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2022Criminal
May 1986Other Business ActivitiesSells Insurance
Richard is an independent insurance broker for multiple companies, including Covered CA, Blue Shield, Health Net, Anthem Blue Cross Life and Health Insurance Company, Kaiser Permanente, and United Healthcare. He has been engaged in these activities since as early as 2007.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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