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Bradley Seth Mayer
Kingswood Wealth Advisors, LLC
26 Years of Experience
9 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Education Planning
Tax Planning
Charitable Giving
Business Owners
High Net Worth
Kingswood Wealth Advisors, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
111 advisors
Number of Clients
9,250 clients
Average Client Portfolio
$267K average
Assets Under Management
$2.5B
Fee Structure
Minimum Investment:
$100K
Investment Management
Planning
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Location
Pflugerville, TX
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History
Regulatory History (9)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Judgment / Lien
January 2022
Judgment / Lien
December 2021
Regulatory
September 2018
Final
Employment Separation After Allegations
May 2017
Judgment / Lien
March 2017
Regulatory
February 2017
Final
Judgment / Lien
March 2015
Judgment / Lien
April 2014
Judgment / Lien
November 2012
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Kingswood Capital Partners, LLC
May 2023 - Present · 2 yrs 9 mos
Kingswood Capital Partners, LLC
Broker
May 2023 - Present · 2 yrs 9 mos
Kingswood Wealth Advisors, LLC
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Benchmark Advisory Services, LLC
October 2019 - February 2022 · 2 yrs 4 mos
Benchmark Investments, LLC
Broker
September 2019 - May 2023 · 3 yrs 8 mos
Ifs Securities
Broker
June 2017 - September 2019 · 2 yrs 3 mos
Ifs Advisory, LLC
June 2017 - September 2019 · 2 yrs 3 mos
Ifs Advisory, LLC
May 2017 - May 2017 · 0 mos
H. Beck, INC.
July 2016 - May 2017 · 10 mos
H. Beck, INC.
February 2016 - July 2016 · 5 mos
Mayer Financial Services Group, LLC
May 2015 - December 2015 · 7 mos
Mayer Financial Services Group, LLC
February 2013 - December 2014 · 1 yr 10 mos
Mayer Financial Services Group, LLC
November 2007 - December 2012 · 5 yrs 1 mo
H. Beck, INC.
Broker
October 2004 - May 2017 · 12 yrs 7 mos
H. Beck, INC.
October 2004 - October 2007 · 3 yrs
Independent Advisers Group CORP
November 2002 - December 2006 · 4 yrs 1 mo
Jefferson Pilot Securities CORP
November 2002 - August 2004 · 1 yr 9 mos
Jefferson Pilot Securities Corporation
Broker
July 2002 - August 2004 · 2 yrs 1 mo
American Express Financial Advisors, INC.
November 1999 - July 2002 · 2 yrs 8 mos
American Express Financial Advisors INC.
Broker
October 1999 - July 2002 · 2 yrs 9 mos
Ids Life Insurance Company
Broker
October 1999 - July 2002 · 2 yrs 9 mos
State Registrations
5 states
CA
MD
NY
TX
VA
Advisor
Broker
Both
Exams
No exam information available for this advisor.