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Christopher Vollmer

26 Years of Experience
New York, NY
Broker

Christopher Vollmer is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 26 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1211 Avenue of the Americas, Suite 3300, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
May 2006 - Present · 20 yrs
RBC Capital Markets, LLC
September 2002 - Present · 23 yrs 8 mos
RBC Capital Markets, LLCBroker
September 2002 - Present · 23 yrs 8 mos
Previous Registrations
RBC Dain Rauscher INC.Broker
March 2002 - August 2002 · 5 mos
Tucker Anthony IncorporatedBroker
February 2001 - March 2002 · 1 yr 1 mo
The Concord Equity Group, LLCBroker
October 1999 - January 2001 · 1 yr 3 mos
State Registrations40 states
AKAZCACOCTDCDEFLGAHIILKSMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.