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Andrew Moulton

Wealth Enhancement Advisory Services, LLC
26 Years of Experience
Carmel, IN
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Andrew Moulton is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Carmel, IN, with 26 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

571 Monon Blvd, Suite 150, Carmel, IN, 46032

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2018
Denied
Customer Dispute
September 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Andrew is a financial advisor at Financial Partners Group and owner of Moulton Financial Group, dedicating full-time hours to each. He also owns Far North Properties LLC, a farm for recreation, and is a partner in P3 & Associates LLC for purchasing new practices, spending about half his time on this.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
December 2025 - Present · 10 mos
Wealth Enhancement Brokerage Services, LLCBroker
December 2025 - Present · 10 mos
Previous Registrations
Osaic Wealth, INC.
January 2024 - December 2025 · 1 yr 11 mos
Osaic Wealth, INC.Broker
January 2024 - December 2025 · 1 yr 11 mos
Woodbury Financial Services, INC.
April 2007 - January 2024 · 16 yrs 9 mos
Woodbury Financial Services, INC.Broker
January 2007 - January 2024 · 17 yrs
Key Investment Services LLCBroker
December 2005 - January 2007 · 1 yr 1 mo
Mcdonald Investments INC.Broker
February 2004 - December 2005 · 1 yr 10 mos
The Huntington Investment CompanyBroker
December 2000 - March 2004 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
November 1999 - November 2000 · 1 yr
State Registrations34 states
ALARAZCACOCTDEFLGAILINKSKYMAMDMIMNMOMSNCNHNJNVNYOHOKORPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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